Wells Fargo provides middle market, large corporate and financial institution customers with a range of financing solutions, including treasury management, credit, payments, financing, foreign exchange, and trade services. Wells Fargo operates in 40 countries and territories throughout our three geographical regions: Canada and the Americas; Europe, Middle East, Africa (EMEA); and Asia Pacific (APAC).
So expand your knowledge and advance your career by joining International Risk as a Financial Crimes Consultant. The Strategic Initiatives & Operations Financial Crimes Risk Management Consultant (SIO FC) reports to the Strategic Initiatives & Operations Financial Crimes Risk Management Manager (SIO FCM) and together they will support the execution of the Financial Crimes Risk Management program across the Americas Region.
This role will support the SIO FCM in the execution of the Canada Branch self-assessment of internal controls program, as required by local regulatory requirements. Furthermore, the position may support the SIO FCM in carrying out other activities across the Americas, including special projects, new products and services due diligence, issues management and reporting, and regulatory and audit coordination.
The role will include, but will not be limited to, the following responsibilities:
Support Americas FCRM Management and the SIO FCRM in carrying out the Canada Branch Self-Assessment of Controls Program, as required by The Office of the Superintendent of Financial Institutions (OSFI).
Compile inventory of key processes and controls that will drive the assessment universe.
Develop and carry out assessment strategies to address both design and execution effectiveness. This includes and evaluation of procedures supporting key processes.
Perform root cause analysis and identify solutions and best practices.
Draft issue summaries, recommendations, and final reports.
Build strong working relationships with other stakeholders across organization, including Corporate FCRM, Regulatory Compliance, Compliance Testing, Lines of Business, as well as Internal Audit.
Support SIO FCM in developing ongoing regular reporting to the Head of Americas FCRM and Wells Fargo Senior Management.
Provide SME assistance on projects within the Americas FCRM Team as well as providing FCRM representation on Regional/enterprise initiatives as appropriate.
Market Skills and Certifications
4+ years' experience in audit, compliance testing, regulatory examinations, or quality assurance; or a BS/BA degree or higher in applied sciences, mathematics, statistics, economics, finance or criminal justice, with 2+ years of experience in the foregoing.
Professional Certification (CPA, CIA, CAMS).
Knowledge and understanding of process management
People management experience
Excellent verbal, written, and interpersonal communication skills
Ability to work independently
Outstanding problem solving skills
Strong analytical skills with high attention to detail and accuracy
Experience with AML Programs in the financial services sector.
Ability to work in a fast-paced environment with flexibility to adapt to changing work flows.
At Wells Fargo, we believe in diversity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, colour, gender, gender identity, sexual orientation, national or ethnic origin, age, disability, religion or any other status protected by applicable legislation, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
Internal Number: 4782433
About Wells Fargo
eFinancialCareers is a career site specializing in financial services.
The Mission of the American Business Women's Association is to
bring together businesswomen of diverse occupations and to provide
opportunities for them to help themselves and others grow personally
and professionally through leadership, education, networking support,
and national recognition.